Investor – Business Law

You are a new (beginner) investor.  You find what appears to be a properly licensed investment firm and decide to open a Mutual Fund – not an IRA or other retirement instrument – you simply want to invest and hope your investment grows.

List at least 5 things, but no more than 8, that you would expect to take place once you decide to invest through this firm.  You list can include questions you would ask, models, and any related documentation.